Industry Participants

www.dazl.com
DAZL is an electronic data transfer tool that supports the capture of current mutual fund and client account information, transaction activity and trailers from the transfer agent system. Information is downloadable via the internet, and can be imported into Xtiva on-demand or on a scheduled basis.

www.dstsystems.com
DST Systems can provide customer account information across mutual fund, variable annuities, variable universal life and real estate investment trusts (REITs). Information is downloadable via the internet, and can be imported into Xtiva on-demand or on a scheduled basis.

www.dtcc.com
The NSCC, a subsidiary of the DTCC, offers a range of data processing and settlement services. Xtiva has established interfaces to import data from the DTCC’s Wealth Management platform for mutual fund commissions, and from the DTCC’s Insurance and Retirement platform for insurance commissions.

www.broadridge.com
Broadridge’s Investigo integrates a broad range of functions including data aggregation, reporting, CRM, regulatory compliance and online document management into a single platform.

http://www.finra.org
WebCRD® is the central licensing and registration system for the U.S. securities industry and its regulators, operated by FINRA. It contains the registration records of registered broker-dealers and the qualifications of registered individuals. Xtiva has established interfaces to import WebCRD data to capture licensing, registration and continuing education information.

Xtiva has established interfaces to import transaction information from files provided directly by the following distributers:

AIM
American Funds
Fidelity Advisors
Franklin Templeton
FT Jones
Oppenheimer
Putnam
Scudder
Security Benefit Life

http://www.pricemetrix.com
PriceMetrix helps brokers and broker-dealers sharpen their focus on which clients to serve, which products to sell, and what prices to charge. There is a natural link between each of these and broker compensation management. Xtiva offers the ability to produce exports of production data to PriceMetrix in PriceMetrix standard formats. Using the Xtiva-PriceMetrix interface, broker-dealers can achieve faster and lower cost PriceMetrix set-ups, streamline the classifications of revenue and expense items, improve account-based designations and consolidate more types of production and expense data to meet a range of business reporting needs within the PriceMetrix service platform.